SKP Walkins

May 7th, 2014

Designation Assistant – Audit – 2 Opening(s)
Job Description – Working Knowledge of Broking Operations profile
– Back office work in relation to issuance of contract notes

– Daily trade settlements and reconciliations with exchange

– DP/ client account reconciliation

– Payment of stamp duty, STT on trades

– Knowledge of NSDL queries, audits etc

– KYC Checks and identification of key documents.

– Anti Money Laundering (AML).

– KYC management / KRA uploading.

– DP knowledge (NSDL and CDSL) and NSDL and CDSL regulations.

– Compliance reporting.

– Familiarity with client on boarding processes.

– Managing entire Account opening process.

– Exchange compliance for broker

Desired Profile – Prior experience in Finance and accounting will be preferred
– Knowledge of KYC / AML regulations.

– Thorough understanding of KYC guidelines prescribed by SEBI and RBI.

– NISM VII certification

– Understanding of the key compliance risks in any financial services organization.

– Working knowledge of Ms Office.

– Good interpersonal and communication skills.

– Good analytical and process skills.

– Self motivated, with ability to perform under limited supervision at a demanding pace

Role Trainee

Keywords Kyc, Compliance, Aml, Operations, Anti Money Laundering, Reconciliation, Account Opening, Back Office, Trade Settlements

Exp (1-2), IT Jobs

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